| Description |
2010 is the first year that many industry professionals will be required to add Ethics and Professionalism to their continuing education regiment. This class will provide an overview of a number of ethical responsibilities from Circular 230 with real world examples. This will become a more important part of training as time goes on and the DOL updates their Fiduciary standards. ASPPA among others will require 2 hours of Ethics and Professionalism each year. Also subject to this requirement are Enrolled Retirement Plan Agents (ERPAs). Topics will include:- The requirements of IRS OPR Circular 230
- Who is the client?
- Best practices
- When is the employer late with their contribution or illegally self dealing to the detriment of participants?
- The roles and duties of the various plan fiduciaries in the qualified plan arena.
- Conflicts of Interest
This eSeminar will be presented by Bill Grossman, QPA, ERPA, who is McKay Hochman's Director of Education and Communication. |
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| Fee |
$249.00 per computer (multiple attendees can view from one computer) |
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$37.35 discount for NIPA members
(discount code required)
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| Course Level |
Intermediate |
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| Prerequisite |
None |
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| CPE Credit |
You may be eligible for 2 CPE credits |
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Who Should Attend? |
Retirement Plan Professionals |
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| Duration |
100 minutes |
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| Delivery Mode |
Group Internet Based |
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| Advanced Preparation |
None |
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NASBA Statement |
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| Administrative Policy |
Satisfaction guaranteed. If you are not completely satisfied with this eSeminar, we will provide you with a credit toward another McKay Hochman educational program. Email seminars@mhco.com with your comments, suggestions, or complaints. |
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| Cancellation Policy |
Full refund of tuition, less an administrative fee of $25 will be made for cancellations received at least 5 days prior to the eSeminar. |
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NIPA members entitled to the discount rate, please call (973) 492-1880 or email seminars@mhco.com to obtain a discount code. |
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