NASBA Statement

McKay Hochman is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville TN 37219-2417. Website: www.nasba.org.

IRS 401(k) Questionnaire and Its Impact on Future Compliance

Description	The IRS recently sent out 1,200 Questionnaires to employers sponsoring 401(k) plans trying to determine where compliance deficiencies exist. Employers are nearing the end of the response period. Hear a practitioner perspective about what is involved in completing the questionnaire and where inadvertent issues may lurk. More importantly, the IRS intends to use what it learns from the Questionnaire as the basis of future exams. The first 1,200 recipients may be luckier than subsequent recipients since they are not dealing with an audit. They have the ability to use the EPCRS program to correct problems they discover before the IRS shows up. Future recipients may be left to use the Closing Agreement Program, which carries stiff penalties. Now is the time to look at the issues raised by the questionnaire and work with clients to conduct self-audits before the IRS comes knocking at the door. How would your clients have fared if they had been one of the first 1,200? Richard Hochman, President and COO of McKay Hochman present this eSeminar. In his role as President and COO, Mr. Hochman supervises a team of attorneys and consultants in the design, drafting, and support of prototype and custom documents. He regularly participates as an instructor in continuing education programs sponsored by the firm. In addition, he provides written commentary and testimony in Washington, D.C., on regulatory issues relating to qualified retirement plans on behalf of clients.

Fee	$249.00 per computer (multiple attendees can view from one computer)
	$37.35 discount for NIPA members (discount code required)

Course Level	Intermediate

Prerequisite	None

CPE Credit	You may be eligible for 2 CPE credits

Who Should Attend?	Retirement Plan Professionals

Duration	100 minutes

Delivery Mode	Group Internet Based

Advanced Preparation	None

	NASBA Statement

Administrative Policy	Satisfaction guaranteed. If you are not completely satisfied with this eSeminar, we will provide you with a credit toward another McKay Hochman educational program. Email seminars@mhco.com with your comments, suggestions, or complaints.

Cancellation Policy	Full refund of tuition, less an administrative fee of $25 will be made for cancellations received at least 5 days prior to the eSeminar.

	NIPA members entitled to the discount rate, please call (973) 492-1880 or email seminars@mhco.com to obtain a discount code.

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IRS 401(k) Questionnaire and Its Impact on Future Compliance